Disclosure
C2C Wealth Management, LLC (“C2C”) is a Registered Investment Advisor (“RIA”) with the U.S. Securities and Exchange Commission (“SEC”). Registration of an investment advisor does not imply any specific level of skill or training. C2C provides investment management and financial planning services for clients nationally. C2C will notice file and maintain all applicable registrations as required by the various states in which C2C conducts business, as applicable. C2C renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
This web site is intended to provide general information about C2C and should not be acted upon without obtaining specific advice from a qualified professional. It is not intended to offer investment, tax or legal advice; in addition, nothing on this website should be considered a solicitation for the purchase or sale of any security. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information. As with any investment strategy, there is potential for profit as well as the possibility of loss. We do not guarantee any minimum level of investment performance or the success of any portfolio or investment strategy. All investments involve risk (the amount of which may vary significantly) and investment recommendations will not always be profitable. Past performance is not a guarantee of future results.
Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. C2C does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.
C2C will provide all prospective clients with a copy of our current Form ADV, Part 2A (“Disclosure Brochure”) and our Form ADV2B (“Brochure Supplements”), which collectively provided information about our services, fees, business practices and the backgrounds of our advisory personnel. The Disclosure Brochure and Supplement are updated at least annually and available on the SEC website at http://adviserinfo.sec.gov. You may also Contact Us to request a copy at any time.
If you have any questions regarding Compliance and Regulatory information, please Contact Us.
Email Disclosures
C2C often communicates with its clients and prospective clients through email and other electronic means. Your privacy and security are very important to us. C2C makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send C2C private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.
Please note: C2C does not accept trading or money movement instructions via email.
As a registered investment advisor, C2C emails are subject to inspection by the Chief Compliance Officer of C2C and the SEC.
If you have received an email from C2C in error, we ask that you contact the sender and destroy the the email and its contents.
Third Party Websites
We may utilize third party service providers to provide certain tools and/or programs, some of which may be housed on a third-party server or on a website which has been independently developed by others. As such, while accessing this website you may be linked to such other third-party servers. Access to other websites or use of any third-party tools or programs on this website are subject to all terms and conditions found therein.
Links
Some of the information on this website is provided through linked websites. Links on this website are for informational purposes only. We do not endorse the content nor the products of these linked websites.
Client Portals
Some of the material on this website is password protected. This area is restricted to authorized users only. The users in these password-protected areas are responsible for any use of their password and for maintaining its confidentiality.
Social Websites
C2C may utilize third-party websites that include social media websites, blogs and other interactive content. C2C considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, C2C may retain a copy of information that C2C or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of C2C or the SEC.
Information provides on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by C2C’s advisory persons after entering into an advisory agreement and provided C2C with all requested information about your background. We provide our advice through direct interactions and not public forums.
If you have any questions regarding our social media policies, please Contact Us.